Tracy Sherwood (CRD# 7187659) is an Investment Advisor Representative working at Sherwood Financial Management in Clarence, NY and has 1 year of experience in the finance industry. Tracy Sherwood has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1234546
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4690465
Key Investment Services LLC
CRD# 1604730
Lytle Investments
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sherwood Financial Management | Williamsville, NY | Oct 2019 - Current | 4 |
| Unemployed | N/a, XX | May 2019 - Oct 2019 | < 1 |
| Ogorek Wealth Management LLC | Williamsville, NY | Aug 1994 - May 2019 | 24 |
- NY
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Total Assets Under Management13MILLIONS
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Total Number of Accounts23ACCOUNTS
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Average Account Value$558,372
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
NY
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