James Tausz (CRD# 442956) is an Investment Advisor Representative working at Bradford Financial Center in Clarion, IA and has over 34 years of experience in the finance industry. James Tausz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3271729
Cambridge Investment Research Advisors, Inc.
CRD# 2240774
Osaic Wealth, Inc.
CRD# 3030371
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stor-it Wright Storage | Clarion, IA | Oct 2018 - Current | 5 |
| Bradford | Clarion, IA | Apr 2015 - Current | 9 |
| Bradford Business And Development Center | Clarion, IA | Apr 2015 - Current | 9 |
| Home Systems And Supply LLC | Badger, IA | Jun 2014 - Current | 9 |
| Bz Neez | Clarion, IA | Jun 2011 - Current | 12 |
| Oak Hill Assisted Living | Hawarden, IA | Sep 2010 - Current | 13 |
| Bradford Group Inc. Rental | Clarion, IA | Jun 2010 - Current | 13 |
| Bradford Tax & Accounting Network | Clarion And Garner, IA | Dec 2008 - Current | 15 |
| Bradford Group Inc. | Clarion, IA | Dec 2006 - Current | 17 |
| United Planners Financial Servcies | Scottsdale, AZ | Aug 2006 - Current | 17 |
| Bradford Financial Center | Clarion, IA | Jul 1970 - Current | 53 |
| Everbank | Clarion, IA | May 2014 - Aug 2018 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1989 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IA
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Total Assets Under Management210MILLIONS
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Total Number of Accounts1,620ACCOUNTS
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Average Account Value$129,482
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- Portfolio management for individuals and/or small businesses
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