Patrick Ricci (CRD# 6635287) is an Investment Advisor Representative working at Sofi Wealth LLC in Claymont, DE and has over 7 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 6180296
Oppenheimer & Company Inc.
CRD# 6436358
Planning Capital Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sofi Securities LLC | Claymont, DE | Feb 2021 - Current | 3 |
| Sofi Wealth LLC | Claymont, DE | Feb 2021 - Current | 3 |
| Not Employed | Bear, DE | Dec 2019 - Feb 2021 | 1 |
| Herschel Consulting | Bear, DE | Feb 2019 - Dec 2019 | < 1 |
| Capital One Advisors, LLC | Wilmington, DE | Oct 2017 - Feb 2019 | 1 |
| Capital One Investing, LLC | Wilmington, DE | Feb 2016 - Feb 2019 | 3 |
| Capital One 360 | Wilmington, DE | Jun 2014 - Feb 2016 | 1 |
| Full-time Education | Dover, DE | Aug 2011 - May 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2016 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2017 |
- DE
-
Total Assets Under Management944MILLIONS
-
Total Number of Accounts165,546ACCOUNTS
-
Average Account Value$5,699
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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