Amy Rosa, financial advisor Clearwater FL
93 score

Amy Rosa

CRD Number: 5548918
Current Firm: Morgan Stanley

Amy Rosa (CRD# 5548918) is an Investment Advisor Representative working at Morgan Stanley in Clearwater, FL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney LLC Clearwater, FL Jul 2012 - Current 4
Morgan Stanley Smith Barney LLC Clearwater, FL Jun 2008 - Jul 2012 4
Sandpearl Resort Clearwater Beach, FL Aug 2007 - May 2010 2
Rumba Clearwater, FL Jun 2007 - Aug 2007 < 1
Marriott Clearwater Beach, FL Jan 2006 - May 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2011
Contact Info for Amy P. Rosa
Phone Number: 914-225-5510
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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