Matthew Szabad (CRD# 5198376) is an Investment Advisor Representative working at Noble Family Wealth in Clearwater, FL and has over 17 years of experience in the finance industry. Matthew Szabad has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3229164
Commonwealth Financial Network
CRD# 5969810
Cambridge Investment Research Advisors, Inc.
CRD# 843581
Financial Guidance Group, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Noble Family Wealth | Clearwater, FL | Aug 2022 - Current | 1 |
| Raymond James & Associates, Inc. | St Petersburg, FL | Dec 2018 - Aug 2022 | 3 |
| Usaa Investment Management Company | San Antonio, TX | Jan 2018 - Dec 2018 | < 1 |
| Uber | San Francisco, CA | Oct 2017 - Dec 2018 | 1 |
| Usaa Financial Planning Services | Tampa, FL | Jun 2016 - Dec 2018 | 2 |
| Usaa Financial Advisors, Inc. | Tampa, FL | Jun 2016 - Dec 2018 | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hanover, MD | Oct 2014 - Jun 2016 | 1 |
| Bank Of America, N.a. | Hanover, MD | Oct 2014 - Jun 2016 | 1 |
| Cuso Financial Services, LP | San Diego, CA | Dec 2013 - Oct 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2006 |
| S65 | NASAA Investment Advisors Law Examination | May 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- TX
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Total Assets Under Management363MILLIONS
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Total Number of Accounts392ACCOUNTS
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Average Account Value$925,071
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, FL, NC, NJ, NY, OH, TX, VA
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