Charles Thomas (CRD# 4997969) is an Investment Advisor Representative working at Intrepid Eagle Finance LLC in Clover, SC and has over 18 years of experience in the finance industry. Charles Thomas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Intrepid Eagle Finance LLC | Clover, SC | May 2019 - Current | 4 |
| Wells Fargo | Charlotte, NC | Oct 2016 - Nov 2019 | 3 |
| Vanguard | Charlotte, NC | Jun 2010 - Oct 2016 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2005 |
- SC
-
Total Assets Under Management3MILLIONS
-
Total Number of Accounts26ACCOUNTS
-
Average Account Value$111,073
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
SC
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