Derek Cockrell, financial advisor Ransom Canyon TX

Derek Cockrell

CRD Number: 2844773
Current Firm: Mariner Independent

Derek Cockrell (CRD# 2844773) is an Investment Advisor Representative working at Mariner Independent in Ransom Canyon, TX and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Ransom Canyon, TX Apr 2023 - Current 1
Mariner Independent Advisor Network, LLC Overland Park, KS Apr 2023 - Current 1
Contemporary Benefits, LLC Clovis, NM Nov 1996 - Current 27
Cambridge Investment Research, Inc. Fairfield, IA Jun 2016 - Apr 2023 6
Cambridge Investment Research Advisors, Fairfield, IA Jun 2016 - Apr 2023 6
Residential Property Management Clovis, NM Aug 2009 - Jun 2022 12
Ameritas Investment Corp Lincoln, NE Apr 2005 - Jun 2016 11
Ameritas Life Insurance Corp Lincoln, NE Mar 2005 - Jun 2016 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1997
S66 NASAA Uniform Combined State Law Examination Feb 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Derek W. Cockrell
Phone Number: 650-571-1934
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    8,147
    MILLIONS
  • Total Number of Accounts
    27,977
    ACCOUNTS
  • Average Account Value
    $291,190
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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