Kathleen Griffin (CRD# 6472333) is an Investment Advisor Representative working at Facet in Cohasset, MA and has over 8 years of experience in the finance industry. Kathleen Griffin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 7339646
Origin Investment Advisory LLC
CRD# 2086353
Fidelity Personal And Workplace Advisors
CRD# 5046672
Lido
Company Name | Location | Dates | Years |
---|---|---|---|
Facet Wealth | Baltimore, MD | Apr 2021 - Current | 3 |
Bank Of America N.a. | Boston, MA | Jan 2019 - Current | 5 |
Merrill Lynch | Boston, MA | Nov 2018 - Apr 2021 | 2 |
Unemployed | Cohasset, MA | Apr 2017 - Nov 2018 | 1 |
Merrill Lynch | Hingham, MA | Mar 2015 - Apr 2017 | 2 |
Homemaker | Cohasset, MA | Apr 2011 - Mar 2015 | 3 |
Unemployed | Cohasset, MA | Sep 2010 - Mar 2015 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Nov 2015 |
- MA
- TX
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Total Assets Under Management2,545MILLIONS
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Total Number of Accounts24,977ACCOUNTS
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Average Account Value$101,880
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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