Francis Fazio (CRD# 4141166) is an Investment Advisor Representative working at The Ayco Company, LP in Cohoes, NY and has over 16 years of experience in the finance industry. Francis Fazio has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1063197
Lpl Financial LLC
CRD# 6091481
The Ayco Company, LP
CRD# 4397867
Commonwealth Financial Network
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Goldman Sachs & Company LLC | Cohoes, NY | Jan 2021 - Current | 3 |
| The Ayco Company, L.p./mercer Allied | Latham, NY | Jun 2018 - Jan 2021 | 2 |
| Bouchey Financial Group | Troy, NY | May 2016 - Jun 2018 | 2 |
| Fidelity Brokerage Services LLC | Albany, NY | Sep 2015 - Apr 2016 | < 1 |
| Aj Wealth LLC | Ny, NY | Jul 2014 - Sep 2015 | 1 |
| The Ayco Company, L.p./mercer Allied | Latham, NY | Apr 2002 - Jul 2014 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jul 2007 |
| S63 | Uniform Securities State Law Examination | Aug 2018 |
- NY
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Total Assets Under Management25,870MILLIONS
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Total Number of Accounts46,004ACCOUNTS
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Average Account Value$562,344
- A percentage of assets under your management
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