Alan SwanCRD Number: 6081417
Current Firm: T. Rowe Price Advisory Services, Inc.
Alan Swan (CRD# 6081417) is an Investment Advisor Representative working at T. Rowe Price Advisory Services, Inc. in Colorado Springs, CO and has over 3 years of experience in the finance industry.
Garrett Investment Advisors, LLC
Horizons Sustainable Financial Services, Inc.
Brooks Financial Planning
|T. Rowe Price||Colorado Springs, CO||Jun 2012 - Current||5|
|Affiliated Computer Services, Inc. A Xerox Company||Colorado Springs, CO||Nov 2009 - May 2012||2|
|Unemployed||Colorado Springs, CO||Aug 2009 - Nov 2009||< 1|
|Pikes Peak Community College||Colorado Springs, CO||Aug 2003 - Aug 2009||6|
|Subway||Colorado Springs, CO||Dec 2007 - Jan 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV