Lawrence Pann, financial advisor Colorado Springs CO

Lawrence Pann

CRD Number: 1475790
Current Firm: Rbc Capital Markets, LLC

Lawrence Pann (CRD# 1475790) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Colorado Springs, CO and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
City National Bank Colorado Springs, CO Nov 2019 - Current 1
Rbc Capital Markets, LLC Colorado Springs, CO Aug 2019 - Current 1
Ubs Financial Services Inc. Colorado Springs, CO Apr 2009 - Aug 2019 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1986
S65 NASAA Investment Advisors Law Examination Dec 1997
Contact Info for Lawrence S. Pann
Phone Number: 212-858-7000
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    141,725
    MILLIONS
  • Total Number of Accounts
    321,244
    ACCOUNTS
  • Average Account Value
    $441,177
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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