Stephen DierksCRD Number: 733393
Current Firm: Royal Alliance Associates, Inc.
Stephen Dierks (CRD# 733393) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Colorado Springs, CO and has over 32 years of experience in the finance industry.
Accelerated Wealth Advisors LLC
Adelmann Financial, Inc.
T. Rowe Price Advisory Services, Inc.
|Royal Alliance Associates, Inc.||Colorado Springs, CO||Mar 2007 - Current||15|
|Rg7 Publishing||Leawood, KS||Nov 2006 - Current||15|
|Nexus Financial, Inc.||Colorado Springs, CO||Mar 2006 - Current||16|
|Scr, LLC||Colorado Springs, CO||Apr 1996 - Current||26|
|Nexus Financial Programs, Inc.||Colorado Springs, CO||Apr 1986 - Current||36|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1990|
|S66||NASAA Uniform Combined State Law Examination||Mar 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management28,249MILLIONS
Total Number of Accounts112,286ACCOUNTS
Average Account Value$251,584
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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