Victor Caron, financial advisor Colorado Springs CO
93 score

Victor Caron

CRD Number: 2978249
Current Firm: Charles Schwab & Company, Inc.

Victor Caron (CRD# 2978249) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Colorado Springs, CO and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Co, Inc. Orem, OH Aug 2009 - Current 7
Charles Schawb Bank Orem, UT Aug 2009 - Current 7
Nevada Federal Credit Union Las Vegas, NV Apr 2008 - Jul 2009 1
Primevest Financial Services St. Cloud, MN Jun 2007 - Apr 2008 < 1
Black Mountain Community Bank Henderson, NV Jun 2007 - Apr 2008 < 1
National Artists Corp Las Vegas, NV Apr 2007 - Jun 2007 < 1
Unemployed N Las Vegas, NV Jan 2007 - Apr 2007 < 1
Wm Financial Services, Inc. Las Vegas, NV Mar 2000 - Jan 2007 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1998
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Victor T. Caron
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • NV
  • UT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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