William Frier, financial advisor Colorado Springs CO
68 score

William Frier

CRD Number: 1029781
Current Firm: Frier Planning Concepts, Inc.

William Frier (CRD# 1029781) is an Investment Advisor Representative working at Frier Planning Concepts, Inc. in Colorado Springs, CO and has over 36 years of experience in the finance industry.

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Company Name Location Dates Years
Frier Planning Concepts, Inc. Colorado Springs, CO Feb 2002 - Current 16
Parkland Securities Ann Arbor, MI Oct 2012 - Nov 2017 5
Sammons Securities Company, LLC Ann Arbor, MI Oct 2012 - Aug 2014 1
#ia Linsco/private Ledger Corp. Colorado Springs, CA Jan 1989 - Oct 2012 23
Linsco/private Ledger Corp. Colorado Springs, CO Jan 1989 - Oct 2012 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1982
S65 NASAA Investment Advisors Law Examination Mar 1993
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for William D. Frier
Phone Number: (719) 260-1184
Registered State(s):
  • AL
  • CO
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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