Steven Lim (CRD# 6134111) is an Investment Advisor Representative working at Founders Financial Securities, LLC in Columbia, MD and has over 8 years of experience in the finance industry. Steven Lim has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4092356
David Wealth Management, LLC
CRD# 2247685
Equitable Advisors, LLC
CRD# 2185673
Cornerstone Advisory
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lim Financial Group | Baltimore, MD | Jan 2016 - Current | 8 |
| Founders Financial Securities LLC | Towson, MD | Jun 2015 - Current | 8 |
| Interstate Health Underwriters | Pikesville, MD | Jan 2015 - Current | 9 |
| Ask Financial Services Ltd | Pikesville, MD | May 2015 - Jan 2016 | < 1 |
| Costco Wholesale | Elkridge, MD | Nov 2011 - Jul 2015 | 3 |
| University Of Md, Baltimore County | Catonsville, MD | Aug 2013 - May 2015 | 1 |
| Ask Financial Services Ltd | Pikesville, MD | Jun 2012 - May 2015 | 2 |
| Jowga Kung Fu Athletic Association | Columbia, MD | Jan 2009 - May 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2016 |
- MD
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Total Assets Under Management2,909MILLIONS
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Total Number of Accounts18,269ACCOUNTS
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Average Account Value$159,230
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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