Stuart Vaughn (CRD# 6684653) is an Investment Advisor Representative working at Davinci Financial Designs in Columbia, SC and has over 6 years of experience in the finance industry. Stuart Vaughn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2105773
Janney Montgomery Scott LLC
CRD# 6152328
Independent Advisor Alliance, LLC
CRD# 2596320
Davinci Financial Designs
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Columbia, SC | Aug 2023 - Current | < 1 |
| Davinci Financial Designs LLC | Columbia, SC | Aug 2023 - Current | < 1 |
| Northwestern Mutual Wealth Managment Company | Milwuakee, WI | Sep 2017 - Aug 2023 | 5 |
| Northwestern Mutual Investment Services LLC | Charlotte, NC | May 2017 - Aug 2023 | 6 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Sep 2016 - Aug 2023 | 6 |
| Us Army | Fort Benning, GA | Jun 2011 - Aug 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2017 |
- NC
- SC
- TX
- VA
-
Total Assets Under Management247MILLIONS
-
Total Number of Accounts1,751ACCOUNTS
-
Average Account Value$141,004
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
CO, FL, GA, KY, LA, NC, NH, NY, OH, PA, SC, TX, VA
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.