James Carr (CRD# 6647079) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Columbiana, AL and has over 7 years of experience in the finance industry.
CRD# 2842337
Nbc Securities, Inc.
CRD# 6641051
Rfg Advisory, LLC
CRD# 6186795
Cetera Investment Advisers LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Cetera Investment Services LLC | St Cloud, MN | Aug 2021 - Current | 2 |
Cetera Investment Advisers LLC | Birmingham, AL | Aug 2021 - Current | 2 |
Regions Bank | Birmingham, AL | Aug 2021 - Current | 2 |
Mml Investors Services, LLC | Atlanta, GA | Oct 2019 - Jun 2021 | 1 |
Mass Mutual Life Insurance Co | Atlanta, GA | Sep 2019 - Jun 2021 | 1 |
E*trade Securities LLC | Alpharetta, GA | Jun 2018 - Aug 2019 | 1 |
E*trade Capital Management LLC | Alpharetta, GA | Jun 2018 - Aug 2019 | 1 |
Edward Jones | Woodstock, GA | May 2016 - Jun 2018 | 2 |
Pnc Bank | Tuscaloosa, AL | Jul 2014 - Mar 2016 | 1 |
Bo's Bar | Tuscaloosa, AL | Sep 2012 - May 2014 | 1 |
University Of Alabama | Tuscaloosa, AL | Aug 2007 - May 2014 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Aug 2016 |
- AL
-
Total Assets Under Management104,469MILLIONS
-
Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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