James MoneyCRD Number: 1950954
Current Firm: The Money Advisor Group, LLC
James Money (CRD# 1950954) is an Investment Advisor Representative working at The Money Advisor Group, LLC in Columbus, GA and has over 26 years of experience in the finance industry.
Greatmark Investment Partners, Inc.
Synovus Securities, Inc.
Ameriprise Financial Services, Inc.
|The Money Advisor Group, LLC||Columbus, GA||Mar 2006 - Current||11|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Aug 2007 - Jul 2015||7|
|Cambridge Investment Research, Inc.||Fairfield, IA||Aug 2007 - Jul 2015||7|
|Mml Investors Services, Inc.||Atlanta, GA||Mar 2006 - Aug 2007||1|
|Massachusetts Mutual Life Insurance Company||Atlanta, GA||Jul 2004 - Aug 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1991|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management96MILLIONS
Total Number of Accounts375ACCOUNTS
Average Account Value$255,516
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AL, AZ, FL, GA, LA, TX