Diron Tappin (CRD# 4415868) is an Investment Advisor Representative working at Tcp Asset Management, LLC in Phoenix, AZ and has over 12 years of experience in the finance industry.
CRD# 5338348
Primerica Advisors
CRD# 6741281
Charles Schwab & Company, Inc.
CRD# 5739535
Schwab Wealth Advisory, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Diron Tappin | Phoenix, AZ | Oct 2021 - Current | 2 |
United Planners Financial Services | Scottsdale, AZ | Aug 2021 - Current | 2 |
Tcp Asset Management, LLC | Phoenix, AZ | Aug 2021 - Current | 2 |
Tcp Asset Management | Phoenix, AZ | Aug 2021 - Current | 2 |
Golden Clouds LLC | Scottsdale, AZ | Jul 2018 - Current | 5 |
Scottsdale Unified School District | Scottsdale, AZ | Jan 2018 - Current | 6 |
Foreside Fund Services LLC | Portland, OR | Jan 2019 - Aug 2021 | 2 |
Foreside Fund Services, LLC | Scottsdale, AZ | Jan 2019 - Aug 2021 | 2 |
Foreside Financial Group | Scottsdale, AZ | Jan 2019 - Aug 2021 | 2 |
Scura Paley Securities, LLC | New York, NY | Feb 2018 - Nov 2018 | < 1 |
O'shares Etfs | Boston, MA | Sep 2015 - Nov 2018 | 3 |
O'shares Investments | Scottsdale, AZ | Sep 2015 - Feb 2016 | < 1 |
Foreside Fund Services | Scottsdale, AZ | Sep 2015 - Feb 2016 | < 1 |
Ms Howells & Co | Scottsdale, AZ | Aug 2012 - Aug 2015 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Oct 2011 |
S65 | NASAA Investment Advisors Law Examination | Sep 2021 |
- AZ
-
Total Assets Under Management642MILLIONS
-
Total Number of Accounts3,634ACCOUNTS
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Average Account Value$176,607
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, FL, GA, IL, IN, KY, LA, MA, MD, MI, MO, NC, NE, NH, NY, OH, PA, SC, TN, TX, VA, WA, WV, WY
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