Joshua AllenCRD Number: 5074710
Current Firm: Tcp Asset Management, LLC
Joshua Allen (CRD# 5074710) is an Investment Advisor Representative working at Tcp Asset Management, LLC in Columbus, OH and has over 13 years of experience in the finance industry. Joshua Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Rebel Financial, LLC
Ameriprise Financial Services, LLC
Arcadia Financial Partners, LLC
|Tcp Asset Management, LLC||Columbus, OH||Jan 2017 - Current||3|
|United Planners||Scottsdale, AZ||Nov 2016 - Current||3|
|Riley Benefits & Investment Group||Columbus, OH||Dec 2017 - Sep 2019||1|
|Trendency Capital Partners||Columbus, OH||Jan 2015 - May 2019||4|
|East Harbour Capital||Scottsdale, AZ||Dec 2017 - Jan 2019||1|
|Trendency Capital Management, LLC||Dublin, OH||Oct 2014 - Jan 2017||2|
|Securities America Inc.||Cincinnati, OH||Oct 2014 - Oct 2016||2|
|Oppenheimer & Company Inc.||Cincinniti, OH||Dec 2013 - Oct 2014||< 1|
|Invest Financial Corp.||Worthington, OH||Oct 2012 - Nov 2013||1|
|Lincoln Financial Advisors||Galena, OH||Jun 2007 - Sep 2012||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management248MILLIONS
Total Number of Accounts2,150ACCOUNTS
Average Account Value$115,409
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, FL, GA, IN, KY, NC, OH, PA, SC, TN, TX, WV
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