Joshua Allen, financial advisor Columbus OH

Joshua Allen

CRD Number: 5074710
Current Firm: Tcp Asset Management, LLC

Joshua Allen (CRD# 5074710) is an Investment Advisor Representative working at Tcp Asset Management, LLC in Columbus, OH and has over 13 years of experience in the finance industry. Joshua Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Tcp Asset Management, LLC Columbus, OH Jan 2017 - Current 3
United Planners Scottsdale, AZ Nov 2016 - Current 3
Riley Benefits & Investment Group Columbus, OH Dec 2017 - Sep 2019 1
Trendency Capital Partners Columbus, OH Jan 2015 - May 2019 4
East Harbour Capital Scottsdale, AZ Dec 2017 - Jan 2019 1
Trendency Capital Management, LLC Dublin, OH Oct 2014 - Jan 2017 2
Securities America Inc. Cincinnati, OH Oct 2014 - Oct 2016 2
Oppenheimer & Company Inc. Cincinniti, OH Dec 2013 - Oct 2014 < 1
Invest Financial Corp. Worthington, OH Oct 2012 - Nov 2013 1
Lincoln Financial Advisors Galena, OH Jun 2007 - Sep 2012 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Joshua R. Allen
Phone Number: 614-761-9378
Firm Website: https://tcpasset.com
Registered State(s):
  • OH
  • TX
By the Numbers
  • Total Assets Under Management
    248
    MILLIONS
  • Total Number of Accounts
    2,150
    ACCOUNTS
  • Average Account Value
    $115,409
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, FL, GA, IN, KY, NC, OH, PA, SC, TN, TX, WV

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