Katherine KincaidCRD Number: 4533668
Current Firm: Waller Financial Planning Group, Inc.
Katherine Kincaid (CRD# 4533668) is an Investment Advisor Representative working at Waller Financial Planning Group, Inc. in Columbus, OH and has over 6 years of experience in the finance industry. Katherine Kincaid has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Rebel Financial, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Pds Planning Inc.
|Waller Financial Planning Group, Inc.||Columbus, OH||Dec 2008 - Current||9|
|Lpl Financial||Columbus, OH||Nov 2008 - Dec 2013||5|
|Royal Alliance Associates, Inc.||Columbus, OH||Jun 2002 - Nov 2008||6|
|Waller Financial Planning Group||Columbus, OH||Apr 2002 - Nov 2008||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2011|
Total Assets Under Management334MILLIONS
Total Number of Accounts1,634ACCOUNTS
Average Account Value$204,447
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
FL, GA, LA, NC, OH, TX
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