John Browning, financial advisor Concord CA

John Browning

CRD Number: 7669527
Current Firm: Assetmark, Inc.

John Browning (CRD# 7669527) is an Investment Advisor Representative working at Assetmark, Inc. in Concord, CA and has 1 year of experience in the finance industry.

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Captrust
Company Name Location Dates Years
Assetmark Brokerage, LLC Chicago, IL May 2023 - Current 1
Assetmark Financial Holdings, Inc. Chicago, IL Aug 2022 - Current 1
Leroy's Tavern Lawrence, KS Jan 2022 - Aug 2022 < 1
University Of Kansas Lawrence, KS Aug 2021 - Jan 2022 < 1
Marshall-rodeno Associates Denver, CO May 2021 - Aug 2021 < 1
University Of Kansas Lawrence, KS Aug 2020 - May 2021 < 1
Whole Foods Castle Rock, CO Mar 2020 - Aug 2020 < 1
University Of Kansas Lawrence, KS Aug 2019 - Mar 2020 < 1
Marshall-rodeno Associates Denver, CO May 2019 - Aug 2019 < 1
University Of Kansas Lawrence, KS Aug 2018 - May 2019 < 1
College Hunks Hauling Junk Denver, CO May 2018 - Aug 2018 < 1
Rock Canyon High School Highlands Ranch, CO Dec 2017 - May 2018 < 1
Papa Johns Castle Pines, CO Aug 2017 - Dec 2017 < 1
Suds Factory Car Wash Lone Tree, CO May 2017 - Aug 2017 < 1
Rock Canyon High School Highlands Ranch, CO Dec 2016 - May 2017 < 1
Papa Johns Castle Pines, CO Aug 2016 - Dec 2016 < 1
Cherry Hills Country Club Cherry Hills Village, CO May 2016 - Aug 2016 < 1
Papa Johns Castle Pines, CO Jan 2016 - May 2016 < 1
Student Highlands Ranch, CO Jan 2013 - Jan 2016 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Apr 2023
S63 Uniform Securities State Law Examination Apr 2024
Contact Info for John A. Browning
Phone Number: 800-664-5345
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    65,618
    MILLIONS
  • Total Number of Accounts
    374,574
    ACCOUNTS
  • Average Account Value
    $175,181
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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