![Nicholas Poppe, financial advisor Concord CA](/img/ws/profile-blank-sq.png)
Nicholas Poppe (CRD# 7207586) is an Investment Advisor Representative working at Assetmark, Inc. in Concord, CA and has over 3 years of experience in the finance industry.
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CRD# 5567930
Avantax Advisory Services
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CRD# 2531770
Ubs Financial Services Inc.
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CRD# 4586809
Cetera Investment Advisers LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Assetmark Financial Holdings, Inc. | Tontitown, AR | Feb 2021 - Current | 3 |
Assetmark Brokerage, LLC | Tontitown, AR | Feb 2021 - Current | 3 |
Unemployed | Omaha, NE | Jan 2021 - Feb 2021 | < 1 |
Raymond James Financial Services, Inc. | Omaha, NE | Dec 2019 - Dec 2020 | 1 |
Orion Advisor Services | Omaha, NE | Sep 2018 - Dec 2019 | 1 |
Iss Facility Services | Vermillion, SD | Feb 2018 - Sep 2018 | < 1 |
Cortrust Bank | Vermillion, SD | Aug 2017 - Aug 2018 | 1 |
Bank Of The West | Vermillion, SD | Jan 2017 - Aug 2017 | < 1 |
First National Bank Of Omaha | Yankton, SD | May 2016 - Dec 2016 | < 1 |
Unemployed | Vermillion, SD | Apr 2016 - Apr 2016 | < 1 |
Hy-vee | Vermillion, SD | Dec 2015 - Mar 2016 | < 1 |
Cortrust Bank | Vermillion, SD | Aug 2015 - Jan 2016 | < 1 |
Cortrust Bank | Sioux Falls, SD | Mar 2015 - Aug 2015 | < 1 |
Rushco | Springfield, SD | Jan 2015 - Feb 2015 | < 1 |
City Of Sioux Falls | Sioux Falls, SD | Oct 2013 - Dec 2014 | 1 |
Community Bank Of Avon | Avon, SD | May 2014 - Aug 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Jun 2020 |
- AR
-
Total Assets Under Management65,618MILLIONS
-
Total Number of Accounts374,574ACCOUNTS
-
Average Account Value$175,181
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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