Alexis Sims (CRD# 7204619) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Concord, NC and has over 4 years of experience in the finance industry.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
Company Name | Location | Dates | Years |
---|---|---|---|
Fidelity Investments | Westlake, TX | Dec 2023 - Current | < 1 |
Unemployed | Charlotte, NC | Nov 2023 - Dec 2023 | < 1 |
Tiaa-cref Individual & Institutional Services, LLC | Charlotte, NC | Sep 2023 - Oct 2023 | < 1 |
Associate Staffing | Charlotte, NC | Sep 2022 - Sep 2023 | 1 |
Wells Fargo Clearing Services, LLC | Charlotte, NC | Sep 2022 - Nov 2022 | < 1 |
Unemployed | Concord, NC | May 2022 - Aug 2022 | < 1 |
Fidelity Investments | Merrimack, NH | Dec 2021 - Apr 2022 | < 1 |
Unemployed | Charlotte, NC | Sep 2021 - Dec 2021 | < 1 |
Ally Invest Securities LLC | Charlotte, NC | May 2021 - Sep 2021 | < 1 |
Ally Invest Securities LLC | Charlotte, NC | Jun 2020 - Apr 2021 | < 1 |
Wells Fargo | Charlotte, NC | Mar 2020 - May 2020 | < 1 |
Associate Staffing | Charlotte, CA | Nov 2019 - Mar 2020 | < 1 |
Fortiline Waterworks Inc / Reece Usa | Concord, NC | Jun 2019 - Nov 2019 | < 1 |
Indianapolis University Purdue University - Ksb | Indianapolis, IN | Jan 2015 - Aug 2019 | 4 |
Rick's Cafe Boatyard | Indianapolis, IN | Mar 2016 - May 2019 | 3 |
Longhorn Steakhouse / Darden Restaurants | Avon, IN | Aug 2013 - Jun 2018 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 2020 |
S66 | NASAA Uniform Combined State Law Examination | Mar 2024 |
- NC
- TX
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Total Assets Under Management818,776MILLIONS
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Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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