Kymona Thomas (CRD# 6285989) is an Investment Advisor Representative working at Creative Planning in Concord, NC and has over 10 years of experience in the finance industry.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
Company Name | Location | Dates | Years |
---|---|---|---|
Creative Planning, LLC | Overland Park, KS | Dec 2022 - Current | 1 |
Gwfs Equities, Inc. | Greenwood Village, CO | Nov 2021 - Dec 2022 | 1 |
Lpl Financial LLC | Fort Mill, SC | Mar 2021 - Oct 2021 | < 1 |
Wells Fargo Clearing Services, LLC | Charlotte, NC | Jan 2020 - Feb 2021 | 1 |
Unemployed | Charlotte, NC | Aug 2019 - Jan 2020 | < 1 |
Tiaa-cref Individual & Institutional Services, LLC | Charlotte, NC | Mar 2018 - Aug 2019 | 1 |
Tiaa | Charlotte, NC | Mar 2018 - Aug 2019 | 1 |
Vanguard Marketing Corporation | Charlotte, NC | Jan 2014 - Mar 2018 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Mar 2014 |
S65 | NASAA Investment Advisors Law Examination | Apr 2023 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NC
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Total Assets Under Management175,272MILLIONS
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Total Number of Accounts234,298ACCOUNTS
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Average Account Value$748,072
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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