Frank Cannon, financial advisor Conroe TX
83 score

Frank Cannon

CRD Number: 2974282
Current Firm: Artesa Financial Group

Frank Cannon (CRD# 2974282) is an Investment Advisor Representative working at Artesa Financial Group in Conroe, TX and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Artesa Consulting, LLC Conroe, TX Jun 2011 - Current 7
Artesa Financial Group, LLC Conroe, TX Jun 2010 - Current 8
Asset Guardian, LLC Conroe, TX Feb 2001 - Current 17
Raymond James Financial Services Conroe, TX Nov 2009 - Jun 2010 < 1
Proequities, Inc. Conroe, TX Jan 2000 - Nov 2009 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1998
S65 NASAA Investment Advisors Law Examination Jan 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Frank E. Cannon
Phone Number: 936-760-2215
Registered State(s):
  • CA
  • TX
  • LA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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