Tate Bassett (CRD# 7308967) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Cookeville, TN and has over 3 years of experience in the finance industry. Tate Bassett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4860131
Cetera Investment Advisers LLC
CRD# 5440893
Stifel, Nicolaus & Company, Incorporated
CRD# 849391
Stifel, Nicolaus & Company, Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Jun 2021 - Current | 2 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Feb 2021 - Current | 3 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Oct 2020 - Current | 3 |
| Granite Orthopedics | Prescott, AZ | May 2020 - Oct 2020 | < 1 |
| Unemployed | Tuscan, AZ | Sep 2018 - May 2020 | 1 |
| Peterson 2 Physical Therapy | Prescott, AZ | May 2018 - Sep 2018 | < 1 |
| Unemployed | Tuscan, AZ | Oct 2017 - May 2018 | < 1 |
| Prescott James Family Ymca | Prescott, AZ | Oct 2015 - Oct 2017 | 2 |
| Unemployed | Tuscan, AZ | Feb 2011 - Oct 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2021 |
- TN
- TX
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Total Assets Under Management87,369MILLIONS
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Total Number of Accounts448,526ACCOUNTS
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Average Account Value$194,791
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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