Susan Mims (CRD# 4202677) is an Investment Advisor Representative working at Strategic Asset Management LLC in Rochester, MN and has over 23 years of experience in the finance industry. Susan Mims has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6867949
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2640465
Thrivent Investment Management Inc.
CRD# 4106244
Choreo, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Strategic Asset Management | Rochester, MN | Oct 2020 - Current | 3 |
| Dempsey Lord Smith, LLC | Rome, GA | Oct 2020 - Current | 3 |
| Mims Financial Services | Coralville, IA | Jun 2018 - Current | 5 |
| Joint Emergency Communication | Iowa City, IA | Jan 2012 - Current | 12 |
| Susan Mims Independent Insurance | Coralville, IA | Sep 2010 - Current | 13 |
| City Of Iowa City | Iowa City, IA | Jan 2010 - Current | 14 |
| United Planners Financial Services | Scottsdale, AZ | Jul 2016 - Oct 2020 | 4 |
| Rda Financial Network, Inc. | North Liberty, IA | Sep 2010 - Oct 2020 | 10 |
| Rda Financial Network | Coralville, IA | Sep 2010 - Oct 2020 | 10 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Sep 2010 - Jul 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2000 |
- IA
- TX
-
Total Assets Under Management118MILLIONS
-
Total Number of Accounts566ACCOUNTS
-
Average Account Value$208,662
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
IA, IL, MN, NC, TX
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