Kyle Smithers, financial advisor Cornelius NC

Kyle Smithers

CRD Number: 6572282
Current Firm: Morgan Stanley

Kyle Smithers (CRD# 6572282) is an Investment Advisor Representative working at Morgan Stanley in Cornelius, NC and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Cornelius, NC Apr 2016 - Current 4
Unc Charlotte Student Charlotte, NC Jul 2013 - Aug 2017 4
Tenders Fresh Food (now Called Pdq) Cornelius, NC Jan 2013 - Apr 2017 4
Getbellhops / Getbellhops.com Charlotte, NC Jan 2014 - Apr 2016 2
Southwestern Company Nashville, TN May 2015 - Aug 2015 < 1
Bestco Mooresville, NC Jun 2012 - Jan 2013 < 1
1861 Farmhouse Restaurant Valle Crucis, NC Jan 2010 - Sep 2012 2
Appalachian State University Boone, NC Aug 2009 - Sep 2012 3
Taco Bell Boone Boone, NC Jan 2010 - Jan 2011 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2020
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Kyle W. Smithers
Phone Number: 914-225-5510
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    904,301
    MILLIONS
  • Total Number of Accounts
    1,863,328
    ACCOUNTS
  • Average Account Value
    $485,315
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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