James Nielsen, financial advisor Corning NY
93 score

James Nielsen

CRD Number: 5426184
Current Firm: Raymond James Financial Services Advisors, Inc.

James Nielsen (CRD# 5426184) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Corning, NY and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Corning Credit Union Corning, NY Oct 2010 - Current 6
Raymond James Financial Services Advisors Inc. Corning, NY Jan 2009 - Current 7
Raymond James Financial Services, Inc. Corning, NY Apr 2008 - Current 8
Corning Credit Union Investment Services Corning, NY Oct 2007 - Current 9
Corning Credit Union Corning, NY Apr 2005 - Oct 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2008
Contact Info for James A. Nielsen
Phone Number: 727-567-5877
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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