David Maxwell, financial advisor Corona CA
93 score

David Maxwell

CRD Number: 5454938
Current Firm: Wells Fargo Advisors, LLC

David Maxwell (CRD# 5454938) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Corona, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Newport Beach, CA Jun 2012 - Current 4
Wells Fargo Bank Na Newport Beach, CA Oct 2011 - Current 5
Waddell & Reed, Inc. Costa Mesa, CA Nov 2008 - Oct 2011 2
Various Insurance Carriers For W&r Insurance Agencies, Inc. Yorba Linda, CA Nov 2008 - Oct 2011 2
Darci Kelley Costa Mesa, CA Nov 2007 - Nov 2008 1
David Maxwell Fullerton, CA Feb 2007 - Nov 2007 < 1
Caunce O Hara Manchester, Sep 2005 - Feb 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2009
Contact Info for David Maxwell
Phone Number: 314-875-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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