James Brummitt, financial advisor Covington KY

James Brummitt

CRD Number: 6936907
Current Firm: Fidelity Personal And Workplace Advisors

James Brummitt (CRD# 6936907) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Covington, KY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Fidelity Brokerage Services LLC Covington, KY Apr 2018 - Current 4
Robert Half International Cincinnati, OH Apr 2017 - Mar 2018 < 1
Enterprise Rent-a-car Newport, KY Nov 2014 - Apr 2017 2
Bob Sumerel Tire Company Erlanger, KY Aug 2014 - Oct 2014 < 1
Reynolds And Reynolds Kettering, OH Jun 2012 - Aug 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2018
S66 NASAA Uniform Combined State Law Examination Sep 2019
Contact Info for James G. Brummitt
Phone Number: 617-563-7000
Registered State(s):
  • KY
  • OH
  • TX
By the Numbers
  • Total Assets Under Management
    726,706
    MILLIONS
  • Total Number of Accounts
    1,509,611
    ACCOUNTS
  • Average Account Value
    $481,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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