James BrummittCRD Number: 6936907
Current Firm: Fidelity Personal And Workplace Advisors
James Brummitt (CRD# 6936907) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Covington, KY and has over 4 years of experience in the finance industry.
Prudential Financial Planning Services
Ubs Financial Services Inc.
Northwestern Mutual Investment Services,llc
|Fidelity Brokerage Services LLC||Covington, KY||Apr 2018 - Current||4|
|Robert Half International||Cincinnati, OH||Apr 2017 - Mar 2018||< 1|
|Enterprise Rent-a-car||Newport, KY||Nov 2014 - Apr 2017||2|
|Bob Sumerel Tire Company||Erlanger, KY||Aug 2014 - Oct 2014||< 1|
|Reynolds And Reynolds||Kettering, OH||Jun 2012 - Aug 2014||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2018|
|S66||NASAA Uniform Combined State Law Examination||Sep 2019|
Total Assets Under Management726,706MILLIONS
Total Number of Accounts1,509,611ACCOUNTS
Average Account Value$481,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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