Christopher Smith (CRD# 6521592) is an Investment Advisor Representative working at Smith Securities LLC in Covington, LA and has over 8 years of experience in the finance industry. Christopher Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6723377
Thrivent Investment Management Inc.
CRD# 6946189
Edward Jones
CRD# 6220444
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Smith Securities LLC | Metairie, LA | May 2017 - Current | 7 |
| Hancock/whitney Investment Services, Inc. | Metairie, LA | Jun 2016 - Jun 2017 | 1 |
| Hancock/whitney Investment Services, Inc. | Metairie, LA | May 2015 - Jun 2016 | 1 |
| Wells Fargo Advisors | New Orleans, LA | Jan 2015 - May 2015 | < 1 |
| Tulane University | New Orleans, LA | May 2014 - May 2015 | 1 |
| Louisiana State University | Baton Rouge, LA | Aug 2010 - May 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2015 |
- LA
- TX
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
LA, TX
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