Timothy Banks, financial advisor Creve Coeur MO
83 score

Timothy Banks

CRD Number: 4497630
Current Firm: Rfg Advisory Group, LLC

Timothy Banks (CRD# 4497630) is an Investment Advisor Representative working at Rfg Advisory Group, LLC in Creve Coeur, MO and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Rfg Advisory Group, LLC Birmingham, AL Aug 2014 - Current 2
Lpl Financial Creve Coeur, MO Dec 2010 - Current 6
Four Seasons Wealth Management Creve Coeur, MO Dec 2010 - Current 6
National Planning Corporation Festus, MO Oct 2007 - Dec 2010 3
American General Securities Incorporated Festus, MO Oct 2002 - Oct 2007 5
Aig American General Life Insurance Company Festus, MO Oct 2002 - Oct 2007 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Feb 2007
S66 NASAA Uniform Combined State Law Examination Apr 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Timothy J. Banks
Phone Number: 205-397-2450
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    473
    MILLIONS
  • Total Number of Accounts
    3,061
    ACCOUNTS
  • Average Account Value
    $154,533
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, DC, FL, GA, IL, KS, LA, MN, MO, MS, NC, NY, OH, PA, SC, TN, TX, VA, WI

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BADGES
83

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