Stephen Locke, financial advisor Cross Junction VA
96 score

Stephen Locke

CRD Number: 1122385
Current Firm: First American National Investment Advisors, LLC

Stephen Locke (CRD# 1122385) is an Investment Advisor Representative working at First American National Investment Advisors, LLC in Cross Junction, VA and has over 33 years of experience in the finance industry. Stephen Locke has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Alphastar Capital Management Cornelius, NC Nov 2012 - Current 4
Amerus Des Moines, IA Oct 2002 - Current 14
United Producers Group Salem, VA Jul 2002 - Current 14
Life/annuity Insurance Partners Agency, Inc. Salem, VA Jul 2002 - Current 14
Fortune Financial Services Inc. New Brighton, PA Jan 2007 - Nov 2012 5
Tower Square Securities, Inc. Hartford, CT Jul 2005 - Dec 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1983
S65 NASAA Investment Advisors Law Examination Nov 1998
Contact Info for Stephen J. Locke
Phone Number: 770-814-4235
Firm Website: https://www.fanria.com
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    78
    MILLIONS
  • Total Number of Accounts
    1,420
    ACCOUNTS
  • Average Account Value
    $54,924
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, CT, FL, GA, IL, KS, KY, MA, MI, MN, MT, NC, NE, NJ, NV, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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