James Tavares (CRD# 5181280) is an Investment Advisor Representative working at Lodestar Wealth, LLC in Cumberland, RI and has over 17 years of experience in the finance industry.
CRD# 4318531
Integrated Wealth Concepts LLC
CRD# 4030542
Ameriprise Financial Services, LLC
CRD# 6230536
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lodestar Wealth, LLC | Boston, MA | Dec 2022 - Current | 1 |
| Lodestar Wealth, LLC | Boston, MA | May 2022 - Current | 1 |
| Lodestar Wealth | Boston, MA | Nov 2020 - Current | 3 |
| Quasar Distributors, LLC | Milwaukee, WI | Dec 2015 - Nov 2020 | 4 |
| Horizon Investments | Charlotte, NC | Mar 2015 - Nov 2020 | 5 |
| Natixis Asset Management | Boston, MA | Sep 2010 - Jan 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2006 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2022 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MA
- RI
- TX
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Total Assets Under Management15MILLIONS
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Total Number of Accounts119ACCOUNTS
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Average Account Value$127,789
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
MA, RI, TX
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