David Leathers (CRD# 2253342) is an Investment Advisor Representative working at J. W. Cole Advisors, Inc. in Cumming, GA and has over 31 years of experience in the finance industry.
CRD# 2840898
Synovus Securities, Inc.
CRD# 4804085
Mml Investors Services, LLC
CRD# 6093012
Ridge Capital Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| J.w. Cole Advisors, Inc. | Tampa, FL | Nov 2023 - Current | < 1 |
| J.w. Cole Financial | Tampa, FL | Nov 2023 - Current | < 1 |
| Cetera Advisors LLC | Denver, CO | Oct 2016 - Nov 2023 | 7 |
| Investors Capital Corporation | Lynnfield, MA | Dec 2014 - Oct 2016 | 1 |
| Lpl Financial, LLC | Cumming, GA | Feb 2011 - Dec 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1992 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- GA
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Total Assets Under Management5,736MILLIONS
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Total Number of Accounts25,612ACCOUNTS
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Average Account Value$223,952
- A percentage of assets under your management
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