Eric Lee (CRD# 6814162) is an Investment Advisor Representative working at Morgan Stanley in Cupertino, CA and has over 5 years of experience in the finance industry.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Morgan Stanley | Cupertino, CA | Sep 2023 - Current | < 1 |
| Morgan Stanley | Cupertino, CA | Sep 2023 - Current | < 1 |
| Morgan Stanley | Cupertino, CA | Mar 2023 - Current | 1 |
| E*trade Securities Ll | Cupertino, CA | Oct 2020 - Current | 3 |
| E*trade Capital Management LLC | Cupertino, CA | Oct 2020 - Current | 3 |
| E*trade Securities LLC | Cupertino, CA | Aug 2019 - Oct 2020 | 1 |
| E*trade Capital Management, LLC | Cupertino, CA | Aug 2019 - Oct 2020 | 1 |
| Axa Advisors, LLC | New York, NY | Jun 2018 - Aug 2019 | 1 |
| Chico State University | Chico, CA | Aug 2014 - May 2018 | 3 |
| Foresters Financial | San Jose, CA | May 2017 - Aug 2017 | < 1 |
| Harmonic, Inc. | San Jose, CA | Jun 2016 - Aug 2016 | < 1 |
| Leland High School | San Jose, CA | Aug 2010 - May 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2018 |
- CA
- TX
-
Total Assets Under Management1,402,426MILLIONS
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Total Number of Accounts2,405,783ACCOUNTS
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Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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