Xuemei Qian (CRD# 6155322) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Cupertino, CA and has over 11 years of experience in the finance industry.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cathay Bank | Cupertino, CA | Dec 2017 - Current | 6 |
| Cetera Investment Services LLC | St Cloud, MN | Nov 2015 - Current | 8 |
| Cetera Investment Advisers LLC | Cupertino, CA | Nov 2015 - Current | 8 |
| Ctbc Bank | Cupertino, CA | Nov 2015 - Dec 2017 | 2 |
| Axa Advisors LLC | New York, NY | Mar 2015 - Sep 2015 | < 1 |
| Jp Morgan Securities LLC | Milpitas, CA | Jan 2013 - Dec 2014 | 1 |
| Jpmorgan Chase Bank | Milpitas, CA | Feb 2012 - Dec 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2013 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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