Charles Durham, financial advisor Dallas TX
84 score

Charles Durham

CRD Number: 5546682
Current Firm: Birnam Wood Capital, LLC

Charles Durham (CRD# 5546682) is an Investment Advisor Representative working at Birnam Wood Capital, LLC in Dallas, TX and has over 8 years of experience in the finance industry. Charles Durham has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Bluffview Ria, LP Dallas, TX Apr 2009 - Current 7
Bluffview Securities, LP Dallas, TX Apr 2009 - Current 7
Merrill Lynch Pbig Dallas, TX Jun 2008 - Mar 2009 < 1
Ind. Consultant Phoenix, AZ Nov 2007 - Jun 2008 < 1
Delorme &amp; Associates Scottsdale, AZ Nov 2006 - Nov 2007 1
Ryland Homes Tempe, AZ Mar 2005 - Nov 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Charles W. Durham
Phone Number: 214.935.3707
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    55
    MILLIONS
  • Total Number of Accounts
    32
    ACCOUNTS
  • Average Account Value
    $1,722,754
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

TX

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BADGES
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