James Watson, financial advisor Dallas TX
83 score

James Watson

CRD Number: 5376702
Current Firm: Bok Financial Advisors

James Watson (CRD# 5376702) is an Investment Advisor Representative working at Bok Financial Advisors in Dallas, TX and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of Texas Dallas, TX Feb 2013 - Current 3
Bosc, Inc. Dallas, TX Feb 2013 - Current 3
Grand Financial, Inc. Addison, TX Feb 2011 - Feb 2013 2
J. Cross Roofing & Construction Ft. Worth, TX Jul 2010 - Feb 2011 < 1
History Maker Homes Ft. Worth, TX Feb 2010 - Jul 2010 < 1
American Capital Insurance Group, Inc. Ft. Worth, TX Feb 2009 - Feb 2010 1
Td Ameritrade Ft. Worth, TX Jul 2007 - Feb 2009 1
Above Insurance Agency North Richland Hills, TX Aug 1999 - Jul 2007 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2007
S65 NASAA Investment Advisors Law Examination Apr 2013
S66 NASAA Uniform Combined State Law Examination Dec 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James C. Watson
Phone Number: 877-781-6889
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    568
    MILLIONS
  • Total Number of Accounts
    1,682
    ACCOUNTS
  • Average Account Value
    $337,897
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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