James WatsonCRD Number: 5376702
Current Firm: Bok Financial Advisors
James Watson (CRD# 5376702) is an Investment Advisor Representative working at Bok Financial Advisors in Dallas, TX and has over 9 years of experience in the finance industry.
Khp Capital LLC
Commonwealth Financial Network
Vanderpal Capital Management LLC
|Bank Of Texas||Dallas, TX||Feb 2013 - Current||3|
|Bosc, Inc.||Dallas, TX||Feb 2013 - Current||3|
|Grand Financial, Inc.||Addison, TX||Feb 2011 - Feb 2013||2|
|J. Cross Roofing & Construction||Ft. Worth, TX||Jul 2010 - Feb 2011||< 1|
|History Maker Homes||Ft. Worth, TX||Feb 2010 - Jul 2010||< 1|
|American Capital Insurance Group, Inc.||Ft. Worth, TX||Feb 2009 - Feb 2010||1|
|Td Ameritrade||Ft. Worth, TX||Jul 2007 - Feb 2009||1|
|Above Insurance Agency||North Richland Hills, TX||Aug 1999 - Jul 2007||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2007|
|S65||NASAA Investment Advisors Law Examination||Apr 2013|
|S66||NASAA Uniform Combined State Law Examination||Dec 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management568MILLIONS
Total Number of Accounts1,682ACCOUNTS
Average Account Value$337,897
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.