Kevin Marsh, financial advisor Dallas TX
51 score

Kevin Marsh

CRD Number: 2006082
Current Firm: Calton & Associates, Inc.

Kevin Marsh (CRD# 2006082) is an Investment Advisor Representative working at Calton & Associates, Inc. in Dallas, TX and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Calton & Associates Inc. Tampa, FL Mar 2013 - Current 3
Bear Marsh, LLC Dallas, TX Nov 2009 - Current 7
Arete Wealth Management Dallas, TX Sep 2011 - May 2012 < 1
First Security Capital Management Dallas, TX Jan 2009 - Oct 2009 < 1
Southwest Texas Capital Plano, TX Apr 2006 - Dec 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1989
S66 NASAA Uniform Combined State Law Examination Apr 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Kevin J. Marsh
Phone Number: 813-264-0440
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    416
    MILLIONS
  • Total Number of Accounts
    2,834
    ACCOUNTS
  • Average Account Value
    $146,681
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
51

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