Thomas Cole (CRD# 7049994) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Danbury, CT and has over 4 years of experience in the finance industry.
CRD# 2626796
Lincoln Financial Advisors Corporation
CRD# 1483428
Abbington Investment Group, LLC
CRD# 6865326
Citigroup Global Markets Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| J.p Morgan Securities LLC | Southport, CT | Jan 2020 - Current | 4 |
| Jp Morgan Chase Bank, N.a. | Southport, CT | Jan 2020 - Current | 4 |
| Park Avenue Securities | Tarrytown, NY | Nov 2018 - Dec 2019 | 1 |
| Hudson Financial Group | Tarrytown, NY | Dec 2018 - Nov 2019 | < 1 |
| Outhouse Orchards | North Salem, NY | May 2018 - Aug 2019 | 1 |
| Guardian Life Insurance Company Of America | Tarrytown, NY | Dec 2018 - May 2019 | < 1 |
| Blackwatch | Burlington, VT | Dec 2017 - May 2018 | < 1 |
| University Of Vermont | Burlington, VT | Aug 2013 - May 2018 | 4 |
| Minners Designs | Cross River, NY | May 2017 - Aug 2017 | < 1 |
| Lakeside Field Club | North Salem, NY | Jul 2011 - Sep 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2020 |
- CT
- TX
-
Total Assets Under Management249,731MILLIONS
-
Total Number of Accounts1,034,072ACCOUNTS
-
Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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