Werner Maiwald (CRD# 1029465) is an Investment Advisor Representative working at Supreme Alliance LLC in Charlotte, NC and has over 35 years of experience in the finance industry.
CRD# 2867492
Defender Capital
CRD# 5753288
Morgan Stanley
CRD# 6172815
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Supreme Alliance LLC | Charlotte, NC | Mar 2021 - Current | 3 |
| Unemployed | Ludlow, MA | Oct 2020 - Mar 2021 | < 1 |
| Lincoln Financial Securities | Fort Wayne, IN | Oct 2020 - Oct 2020 | < 1 |
| Voya Financial Advisors | Ludlow, MA | Oct 2015 - Sep 2020 | 4 |
| Investors Capital Corporation | Lynnfield, MA | Mar 2006 - Oct 2015 | 9 |
| Gaudreau Group | Wilbraham, MA | May 2004 - Oct 2015 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1988 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2000 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
- MA
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Total Assets Under Management10MILLIONS
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Total Number of Accounts82ACCOUNTS
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Average Account Value$123,788
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