Ernest Collins (CRD# 6388274) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Livermore, CA and has over 9 years of experience in the finance industry.
CRD# 3262592
Captrust
CRD# 4105009
Lowery Thomas, LLC
CRD# 1245314
Wealth & Tax Planners LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Services LLC | St Cloud, MN | Mar 2023 - Current | 1 |
| Uncle Credit Union | Livermore, CA | Mar 2023 - Current | 1 |
| Cetera Investment Advisers LLC | Livermore, CA | Mar 2023 - Current | 1 |
| Citigroup | San Ramon, CA | Sep 2019 - Mar 2023 | 3 |
| Bank Of America, N.a. | Pleasanton, CA | Feb 2017 - Sep 2019 | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pleasanton, CA | Dec 2015 - Sep 2019 | 3 |
| First Investors Corporation | Walnut Creek, CA | Mar 2015 - Dec 2015 | < 1 |
| First Investors Corporation | Walnut Creek, CA | Aug 2014 - Mar 2015 | < 1 |
| San Diego University | San Diego, CA | Jan 2011 - May 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2014 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2016 |
- CA
- TX
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Total Assets Under Management104,469MILLIONS
-
Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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