Yisha Wang (CRD# 6442222) is an Investment Advisor Representative working at Mariner Wealth in Danville, CA and has over 5 years of experience in the finance industry. Yisha Wang has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3228403
Sand Hill Global Advisors, LLC
CRD# 6058165
Ubs Financial Services Inc.
CRD# 4332415
J.p. Morgan Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Msec, LLC | Danville, CA | May 2022 - Current | 2 |
| Mariner Wealth Advisors | Danville, CA | May 2022 - Current | 2 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Sep 2019 - May 2022 | 2 |
| Northwestern Mutual Investment Services, LLC | Los Angeles, CA | Jun 2019 - May 2022 | 2 |
| Michael Waxberg | Los Angeles, CA | Jun 2019 - May 2022 | 2 |
| Ami Asset Management Corporation | Los Angeles, CA | Mar 2018 - May 2019 | 1 |
| Wedbush Securities Inc. | Los Angeles, CA | Jun 2016 - Mar 2018 | 1 |
| Ucla | Los Angeles, CA | Sep 2012 - Mar 2016 | 3 |
| Matthew Plocher | Los Angeles, CA | Jan 2015 - Jun 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Mar 2019 |
| S63 | Uniform Securities State Law Examination | Aug 2019 |
- CA
- TX
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Total Assets Under Management81,107MILLIONS
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Total Number of Accounts132,567ACCOUNTS
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Average Account Value$611,818
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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