Jerome Sullivan (CRD# 1569145) is an Investment Advisor Representative working at Commonwealth Financial Network in Davis, CA and has over 24 years of experience in the finance industry.
CRD# 2923073
Captrust
CRD# 2888718
Northwestern Mutual Investment Services,llc
CRD# 2675476
Lincoln Financial Advisors Corporation
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Commonwealth Financial Network | San Diego, CA | Dec 2022 - Current | 1 |
| Causeway Strategic Financial Advisors | Sacramento, CA | Dec 2022 - Current | 1 |
| Securities America Inc. | Davis, CA | Mar 2013 - Dec 2022 | 9 |
| Securities America Advisors | Davis, CA | Mar 2013 - Dec 2022 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2000 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management177,032MILLIONS
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Total Number of Accounts623,075ACCOUNTS
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Average Account Value$284,126
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
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