Ketan Shah, financial advisor Deep River CT
96 score

Ketan Shah

CRD Number: 4560318
Current Firm: Citizens Securities, Inc.

Ketan Shah (CRD# 4560318) is an Investment Advisor Representative working at Citizens Securities, Inc. in Deep River, CT and has over 14 years of experience in the finance industry. Ketan Shah has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cco Investsment Services Corp North Haven, CT Jul 2013 - Current 3
Delonti Groton, CT Mar 2013 - Jul 2013 < 1
Met Life Shelton, CT Jan 2003 - Mar 2013 10
Metlife Securities Inc. Shelton, CT Jul 2011 - Dec 2012 1
Metropolitan Life Insurance Company Shelton, CT Feb 2010 - Jun 2011 1
Met Life Shelton, CT Jul 2003 - Feb 2010 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2002
Contact Info for Ketan B. Shah
Phone Number: 1-800-942-8300
Registered State(s):
  • CT
  • SC
By the Numbers
  • Total Assets Under Management
    27,379
    MILLIONS
  • Total Number of Accounts
    19,253
    ACCOUNTS
  • Average Account Value
    $1,422,068
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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