Ketan ShahCRD Number: 4560318
Current Firm: Citizens Securities, Inc.
Ketan Shah (CRD# 4560318) is an Investment Advisor Representative working at Citizens Securities, Inc. in Deep River, CT and has over 15 years of experience in the finance industry. Ketan Shah has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Springboard Asset Management LLC
Sagepoint Financial, Inc.
Halsey Associates Inc.
|Cco Investsment Services Corp||North Haven, CT||Jul 2013 - Current||4|
|Delonti||Groton, CT||Mar 2013 - Jul 2013||< 1|
|Met Life||Shelton, CT||Jan 2003 - Mar 2013||10|
|Metlife Securities Inc.||Shelton, CT||Jul 2011 - Dec 2012||1|
|Metropolitan Life Insurance Company||Shelton, CT||Feb 2010 - Jun 2011||1|
|Met Life||Shelton, CT||Jul 2003 - Feb 2010||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2002|
Total Assets Under Management27,379MILLIONS
Total Number of Accounts19,253ACCOUNTS
Average Account Value$1,422,068
- A percentage of assets under your management
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV