Sanford Prizant, financial advisor Deerfield IL
81 score

Sanford Prizant

CRD Number: 1263173
Current Firm: Ipi Wealth Management, Inc.

Sanford Prizant (CRD# 1263173) is an Investment Advisor Representative working at Ipi Wealth Management, Inc. in Deerfield, IL and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Ipi Wealth Management, Inc. Decatur, IL May 2013 - Current 3
Investment Planners, Inc. Decatur, IL May 2013 - Current 3
United Advisors Deerfield, IL May 2013 - May 2013 < 1
Securities America Inc. Deerfield, IL Nov 2012 - May 2013 < 1
Unemployed Deerfield, IL May 2012 - Nov 2012 < 1
Howard Simon & Associates Riverwoods, IL Jul 1999 - Jun 2012 12
Independent Financial Group San Diego, CA May 2010 - May 2012 2
Lpl Financial Corporation Itasca, IL Sep 2009 - May 2010 < 1
Waterstone Financial Group Itasca, IL Oct 2002 - May 2010 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1986
S65 NASAA Investment Advisors Law Examination Apr 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Sanford J. Prizant
Phone Number: 217-425-6340
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    995
    MILLIONS
  • Total Number of Accounts
    4,853
    ACCOUNTS
  • Average Account Value
    $204,941
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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