Barbara Doty (CRD# 3220197) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Delafield, WI and has over 16 years of experience in the finance industry.
CRD# 170
Mutual Of Omaha Investor Services, Inc.
CRD# 6289332
Annex Wealth Management, LLC
CRD# 6834039
Francis LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jan 2016 - Current | 8 |
| Andrew Cesar | Watertown, WI | Sep 2014 - Current | 9 |
| Northwestern Mutual Investment Services, LLC | Brookfield, WI | Jan 2011 - Current | 13 |
| Todd Bowditch | Delafield, WI | Apr 2017 - Apr 2020 | 3 |
| Joseph Simons | Brookfield, WI | Jan 2011 - Mar 2020 | 9 |
| Nathan Alexander Littrell | Delafield, WI | Dec 2017 - Feb 2020 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2008 |
- WI
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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